Investment Banking & Compliance Program

“Launch Your Career in Investment Banking.”

Gain in-demand skills across trade lifecycle, settlements, compliance, and client onboarding. Designed for students and early professionals aiming to break into finance roles.

IISI Certification

Course Overview

In today’s rapidly evolving financial landscape, institutions need industry-ready graduates. This 30-hour Investment Banking & Compliance program by Kairos Edutech strong>empowers students with real-world knowledge across capital markets, compliance, and fintech tools. It is designed for learners from commerce, economics, finance, and business backgrounds aspiring to enter high-growth financial services careers.

What makes this course unique?

It blends theoretical foundations with hands-on learning through case studies, tools demonstrations, and group projects—preparing learners for real jobs in investment banking operations, asset management, risk, and compliance.

What Students Will Learn

This program covers 6 core modules:

Module Title Topics Covered
1 Introduction to Investment Banking & Financial Systems Role of investment banks in M&A and capital markets, financial market structures, global regulatory bodies.
2 Assets & Markets Deep dive into bonds, equities, forex, real estate, and alternative investments.
3 Risk & Risk Management Understanding market, credit, operational, and liquidity risks with risk mitigation tools.
4 Compliance (KYC, AML & Financial Crime) Client due diligence, transaction monitoring, FATF and RBI compliance frameworks.
5 Fund Accounting & Reporting GAAP principles, fund structures, and the role of technology in financial reporting.
6 Financial Technologies FinTech, AI in trading, RegTech tools, blockchain, and crypto in compliance.

Bonus: Learners work on a Capstone Project focused on real investment banking challenges.

Online learning session

Learning Outcomes

Upon completion, students will be able to:

Understand the functions of global investment banks and capital markets.

Apply risk mitigation strategies like diversification and hedging.

Execute core KYC/AML compliance processes and interpret real-time risk data.

Leverage fintech tools like blockchain, AI, and RegTech in finance.

Demonstrate fund accounting skills used in asset/wealth management firms.

Who Should Enroll?

Undergraduates

Final year undergraduate students (B.Com, BMS, BAF, BBA, Economics)

Finance Students

MBA/PGDM students specializing in finance

Placement & Career Development Cells

Placement cells seeking to boost employability for BFSI roles

Academic Institutions & Training Partners

Institutions looking to integrate modern finance & compliance training

Let’s Talk

Want to implement this program at your institution?

We’d love to schedule a walkthrough with your academic team.

Contact Us Today

At Kairos, we don’t just deliver programs — we guide journeys. Partner with us to uplift learners through industry-relevant, globally recognized certifications and workshops.

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Get In Touch

3/142 Sunrise Apartments, MIDC Central Road, Andheri East, Mumbai, Maharashtra 400093.

+91-86552 61667

info@kairosedutech.com

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